Forms

INDIVIDUAL / JOINT ACCOUNT APPLICATION FORM

THIS IS OUR MAIN ACCOUNT APPLICATION FOR INDIVIDUALS AND JOINT ACCOUNTS. PLEASE MAKE SURE YOU READ AND FILL OUT ALL NECESSARY INFORMATION THROUGH THE 7 PAGES INCLUDED. ALL INSTRUCTIONS TO FULLY COMPLETE THIS APPLICATIONS ARE INCLUDED IN THIS PACKET.

CORPORATE ACCOUNT APPLICATION

THIS IS CONSIDERED OUR CORPORATE ACCOUNT APPLICATION FOR CORPORATIONS, LLC’S, TRUST, AND PARTNERSHIPS. PLEASE MAKE SURE YOU READ AND FILL OUT ALL NECESSARY INFORMATION THROUGH THE 7 PAGES INCLUDED. ALL INSTRUCTIONS TO FULLY COMPLETE THIS APPLICTIONS ARE INCLUDED IN THIS PACKET.

ACCOUNT AGREEMENT, RISK DISCLOSURE AND TRADING RULES

IF YOU FILL OUT AN APPLICATION ONLINE, YOU WILL RECEIVE AN AUTOMATIC EMAIL, ASKING YOU TO ELECTRONICALLY SIGN THIS AGREEMENT. THE FORM HERE IS WHAT YOU WILL BE SIGNING. THIS INCLUDES ALL OF THE RULES AND REGULATIONS YOU ARE TO FOLLOW AS A CLIENT OF FX Direct Dealer LLC (“FXDD”).

W-9 FORM

THE W-9 FORM IS REQUIRED BY ALL US CORPORATE ACCOUNTS IN ORDER FOR THEIR CORPORATE APPLICATION TO BE COMPLETED. IN CERTAIN CASES, FX Direct Dealer LLC (“FXDD”) MAY ASK INDIVIDUAL ACCOUNT APPLICATIONS FOR W-9 FORMS. SPECIFIC QUESTIONS ABOUT HOW YOU SHOULD PERSONALLY FILL OUT THIS FORM SHOULD BE DIRECTED TO YOUR LOCAL ACCOUNTANT.

W-8BEN FORM

W-8BEN FORMS ARE REQUIRED BY ALL NON-US INDIVIDUAL AND CORPORATE ACCOUNTS TO SET UP THEIR LIVE TRADING ACCOUNT. SPECIFIC QUESTIONS ABOUT HOW YOU SHOULD PERSONALLY FILL OUT THIS FORM SHOULD BE DIRECTED TO YOUR LOCAL ACCOUNTANT.

FX Direct Dealer LLC (FXDD) FUNDS TRANSFER FORM

THIS FORM IS USED TO TRANSFER FUNDS FROM EXISTING OR NEW ACCOUNTS TO FX Direct Dealer LLC (“FXDD”).

ADDITIONAL RISK DISCLOSURE FORM

COMPLETION OF THIS FORM IS REQUIRED IF UNDER THE AGE OF 21 OR OVER THE AGE OF 65. COMPLETION OF THIS FORM IS ALSO REQUIRED IF YOUR INCOME IS LESS THAN $25,000. COMPLETION OF THIS FORM IS ALSO REQUIRED, IF YOU DO NOT HAVE AT LEAST SIX MONTHS OF FUTURES, SECURITIES, OR FOREIGN EXCHANGE INVESTMENT OR TRADING EXPERIENCE. UNDER ANY OF THE ABOVE CIRCUMSTANCES COMPLETION AND SIGNING OF THIS FORM IS REQUIRED IN ORDER TO BE CONSIDERED FOR A FX Direct Dealer LLC (“FXDD”) TRADING ACCOUNT.

LIMITED POWER OF ATTORNEY FORM

ALL CUSTOMERS WHO DESIGNATE AN AUTHORIZED TRADING AGENT, OR TRADING FIRM, DEFINED AS ANY PERSON OTHER THAN THE CUSTOMER WHO IS GIVEN THE ABILITY TO CONTROL, MANAGE OR DIRECT TRADING DECISIONS IN THE ACCOUNT (AS DEFINED IN THE LPA FORM), MUST READ, SIGN AND AGREE TO THE LIMITED POWER OF ATTORNEY FORM. COMPLETION OF THE FORM WITH APPROPRIATE SIGNATURES AND DATE(S) ARE REQUIRED BEFORE AUTHORIZATION WILL BE GRANTED BY FX Direct Dealer LLC (“FXDD”).

REVOCATION OF LIMITED POWER OF ATTORNEY FORM

TO REVOKE THE LIMITED POWER OF ATTORNEY AUTHORIZATION, CUSTOMERS ARE REQUIRED TO FILL OUT AND SUBMIT VIA BY FAX OR BY MAIL THE REVOCATION OF LIMITED POWER OF ATTORNEY FORM. ONCE RECEIVED, AN FX Direct Dealer LLC (“FXDD”) REPRESENTATIVE WILL CONTACT THE CUSTOMER TO CONFIRM THE REQUEST. REVOCATION WILL BE GRANTED UPON ACCEPTANCE BY AN AUTHORIZED FX Direct Dealer LLC (“FXDD”) REPRESENTATIVE.

FX Direct Dealer LLC (FXDD) FUNDS REDEMPTION FORM

TO WITHDRAWAL YOUR FUNDS FROM FX Direct Dealer LLC (“FXDD”), YOU NEED TO PRINT OUT OR SCAN THIS FORM AND FILL OUT COMPLETELY. STEP 2 IS TO SEND THIS FORM TO OUR SALES DEPARTMENT VIA EMAIL OR FAX THIS TO 212-937-3845. PLEASE ALLOW 24-48 HOURS TO PROCESS YOUR REDEMPTION REQUEST. ALSO, PLEASE NOTE THAT WIRE TRANSFERS USUALLY TAKE 1-2 BUSINESS DAYS TO COMPLETE THEREAFTER. DELIVERY OF CHECKS VIA MAIL IS SUBJECT TO THE MAIL CARRIERS SERVICE.

PARTNERSHIP RESOLUTION FORM

THIS FORM IS REQUIRED FOR CORPORATE ACCOUNTS ONLY LABELED PARTNERSHIPS. PLEASE FOLLOW DIRECTIONS AND FILL IN APPROPRIATELY.

LIMITED LIABILITY COMPANY RESOLUTION

THIS FORM IS REQUIRED FOR CORPORATE ACCOUNTS ONLY LABELED LIMITED LIABILITY CORPORATIONS. PLEASE FOLLOW DIRECTIONS AND FILL IN APPROPRIATELY.

TRUST AUTHORIZATION FORM

ONLY APPLIES TO TRUST ACCOUNTS. IF YOU ARE SIGNING UP FOR A TRUST ACCOUNT UNDER YOUR NAME, THIS FORM IS REQUIRED.

COMPENSATION ACKNOWLEDGMENT FORM

AS A CLIENT OF YOUR TRADING AGENT OR INTRODUCING BROKER, YOU MAY NEED TO FILL THIS FORM NOTING THAT YOU WILL BE CHARGED A FEE FOR THE TRADING AGENT’S SERVICE. THIS FORM REQUIRES YOU TO FILL IN THE APPROPRIATE TRADING AGENT, SIGN, AND DATE THE FORM. IF YOU ARE NOT SURE OF THE CHARGES YOU EXPECT TO INCUR, PLEASE CONTACT THE TRADING AGENT DIRECTLY.

CORPORATE RESOLUTION FORM

ALL CORPORATE ACCOUNTS REQUIRE THIS DOCUMENT TO BE FILLED OUT IN ITS ENTIRETY. ALL APPROPRIATE MEMBERS OF YOUR FIRM MUST SIGN THIS FORM IN ORDER FOR ACCOUNT APPROVAL BY FX Direct Dealer LLC (“FXDD”). PLEASE CAREFULLY READ THROUGH THE INSTRUCTIONS BEFORE SUBMITTING THIS FORM.

LETTER OF DIRECTION

SIMILAR TO BOTH THE LPOA AND COMPENSATION ACKNOWLEDGEMENT, THIS FORM IS REQUIRED BY ANY TRADER USING A SPECIFIC MANAGED PROGRAM. A THIRD PARTY SYSTEM DEVELOPER IS GENERATING SIGNALS TO TRADE YOUR ACCOUNT. FX Direct Dealer LLC (“FXDD”) WILL INFORM THE MANAGER IF THIS FORM IS NEEDED BY INDIVIDUALS/CORPORATE ACCOUNTS TO BE SET UP UNDER THEIR TRADING GROUP/STRATEGY. YOU WILL BE AWARE THAT THIS FORM IS REQUIRED BY YOUR TRADING AGENT.